HB 374 (BR 1675) - B. Heleringer
AN ACT relating to securities.
Create a new section of KRS Chapter 292 on securities to require persons who transact business in this state in connection with the offer, sale, or purchase of securities to include the amount of and list as separate items all fees, sales charges, and expenses charged to investors and clients on each account statement that is delivered to investors and clients in this state.
Jan 21-introduced in House
Jan 22-to Banking and Insurance (H)
Feb 2-posted in committee
Feb 5-reported favorably, 1st reading, to Calendar
Feb 6-2nd reading, to Rules
Feb 11-posted for passage in the Regular Orders of the Day for February 12, 1998
Feb 12-3rd reading, passed 89-0
Feb 17-received in Senate
Feb 18-to Banking and Insurance (S)