820 KAR 1:028. Late quarterly report filings.


      RELATES TO: KRS 238.530, 238.550(5), 238.555, 238.560, 238.570(1)

      STATUTORY AUTHORITY: KRS 238.515(4), (9), 238.560(3)

      NECESSITY, FUNCTION, AND CONFORMITY: KRS 238.560(3) authorizes the office to take administrative action against any person for any violation of the provisions of KRS Chapter 238 and the regulations promulgated thereunder. This administrative regulation establishes that a late quarterly report filing shall be considered a violation.


      Section 1. Late Filings. If the quarterly report or any portion thereof is not filed when due, or if any required fee is not remitted when due, it shall be a violation and subject to disciplinary action under KRS 238.560(3). (32 Ky.R. 1276; 1639; eff. 3-31-2006.)