401 KAR 5:026. Designation of uses of surface waters.
RELATES TO: KRS 146.200-146.360, 146.410-146.535, 146.550-146.570, 146.600-146.619, 146.990, 224.01-010, 224.01-400, 224.16-050, 224.16-070, 224.70-100-224.70-140, 224.71-100-224.71-145, 224.73-100-224.73-120
STATUTORY AUTHORITY: KRS 146.220, 146.241, 146.270, 146.410, 146.450, 146.460, 146.465, 224.10-100, 224.16-050, 224.16-060, 224.70-100, 224.70-110, 40 C.F.R. Part 131, 16 U.S.C. 1271 et seq., 1531 et seq., 33 U.S.C. 1311, 1313, 1314, 1316, 1341
NECESSITY, FUNCTION, AND CONFORMITY: KRS 224.10-100 requires the Environmental and Public Protection Cabinet to develop and conduct a comprehensive program for the management of water resources and to provide for the prevention, abatement, and control of pollution. This administrative regulation and 401 KAR 5:002, 5:029, 5:030, and 5:031 establish procedures to protect the surface waters of the Commonwealth, and thus protect water resources. This administrative regulation applies the designated uses described in 401 KAR 5:031 to the surface waters of the Commonwealth. This administrative regulation also makes all surface waters subject to the general criteria specified in 401 KAR 5:031, Section 2. Definitions for terms used in this administrative regulation are found in 401 KAR 5:002.
Section 1. Scope of Designation. (1) Surface waters listed in this administrative regulation shall be designated for all legitimate uses contained in KRS 224.70-100(1) except as specified in 401 KAR 5:031, Sections 5 and 8, or until redesignated in accordance with the procedures of this administrative regulation.
(2) Designated uses are:
(a) Warm water aquatic habitat;
(b) Cold water aquatic habitat;
(c) Primary contact recreation;
(d) Secondary contact recreation;
(e) Domestic water supply; and
(f) Outstanding state resource water.
(3) Listed waters shall meet all criteria applicable to their designated uses and those criteria listed in 401 KAR 5:031, Section 2, unless the cabinet grants an exception pursuant to 401 KAR 5:031, Section 10 or 11.
(4) Outstanding state resource waters may have unique water quality characteristics that shall be protected by additional criteria established in 401 KAR 5:031, Section 8.
Section 2. Redesignation of Surface Water Uses. (1) Surface waters may be redesignated only upon affirmative findings by the cabinet pursuant to Sections 3 and 4 of this administrative regulation. Before redesignating a surface water, the cabinet shall provide notice and an opportunity for a public hearing.
(2) In redesignating a surface water, the cabinet shall ensure that its water quality standards provide for the attainment and maintenance of the water quality standards of downstream surface waters.
(3) A designated use shall not be removed for a surface water if that use is an existing use, or if the use may be attained by implementing effluent limitations required under Sections 301(b) and 306 of the Clean Water Act, 33 U.S.C. 1311(b) and 1316, and by implementing cost-effective and reasonable best management practices for nonpoint source control.
(4) If a surface water is designated for a use that is not an existing use, the cabinet shall redesignate the surface water upon demonstration that the designated use is unattainable because:
(a) Naturally occurring pollutant concentrations prevent the attainment of the use;
(b) Natural, ephemeral, intermittent or low flow conditions or water levels prevent the attainment of the use, unless these conditions may be compensated for by the discharge of sufficient volume of effluent discharges;
(c) Human caused conditions or sources of pollution prevent the attainment of the use and cannot be remedied or would cause more environmental damage to correct than to leave in place;
(d) Dams, diversions or other types of hydrologic modifications preclude the attainment of the use, and it is not feasible to restore the surface water to its original condition or to operate such modification in a way that would result in the attainment of the use;
(e) Physical conditions related to the natural features of the surface water, such as the lack of a proper substrate, cover, flow, depth, pools, riffles, and the like, unrelated to water quality, preclude attainment of the aquatic life use; or
(f) Controls more stringent than those required by Sections 301(b) and 306 of the Clean Water Act, 33 U.S.C. 1311(b) and 1316, would result in substantial and widespread economic and social impact as determined by the guidelines in "Interim Economic Guidance for Water Quality Standards Workbook", EPA, March 1995 incorporated by reference in Section 6 of this administrative regulation.
(5) Redesignations shall be consistent with the antidegradation provisions of 401 KAR 5:029 and 401 KAR 5:030.
Section 3. Documentation for Redesignations. (1) A person may request redesignation of surface water uses by petition to the cabinet. The petitioner shall provide the cabinet with the documentation required in subsection (3) of this section and shall have the burden of proof that the redesignation is appropriate.
(2) The cabinet may propose redesignations of surface water uses. The cabinet shall provide documentation for those surface waters that it proposes for use redesignation.
(3) Documentation to support the redesignation of a surface water of the Commonwealth shall be:
(a) A United States Geological Survey 7.5 minute topographic map or its equivalent approved by the cabinet showing those surface waters to be redesignated, with a description consisting of a river mile index with existing and proposed discharge points;
(b) Existing uses and water quality data for the surface waters for which the redesignation is proposed. If adequate data are unavailable, additional studies may be required by the cabinet;
(c) Descriptions of general land uses and specific land uses adjacent to the surface waters for which the redesignation is proposed;
(d) The existing and designated uses of the downstream waters into which the surface water under consideration discharges;
(e) General physical characteristics of the surface water including width, depth, bottom composition, and slope;
(f) The frequency of occasions when there is no natural flow in the surface water and the 7Q10 and harmonic mean flow values for the surface water and adjacent surface waters;
(g) An assessment of the existing and potential aquatic life habitat in the surface waters under consideration and the adjacent upstream surface waters. The existing aquatic life shall be documented and livestock and natural wildlife dependence on the surface water shall be assessed. The occurrence of individuals or populations, indices of diversity and well-being, and abundance of species of any unique native biota shall be documented;
(h) The proposed designated uses for the surface water in question; and
(i) An explanation of the irretrievable person-induced, or natural conditions which preclude attainment of a higher use designation or an assessment of the substantial and widespread social and economic impacts resulting from the imposition of additional controls necessary for existing point sources, beyond the most stringent effluent limitation levels normally required for the sources.
Section 4. Procedures for Redesignation. (1) For each of the surface waters for which a redesignation is proposed, the cabinet or petitioner shall prepare a fact sheet containing the following information:
(a) The name and address of the petitioner;
(b) The name and sketch or description of the surface water proposed for specified use redesignations, including the location of existing and proposed dischargers;
(c) The proposed use redesignations;
(d) A brief abstract of the supportive documentation which demonstrates that the redesignation is appropriate;
(e) The appropriate water quality criteria for the surface water based on the proposed designated use;
(f) The treatment requirements proposed for discharges to the surface water in question if designated for the proposed use; and
(g) A "plain English" summary of the implications of the designation for the community and other users or potential users of the surface water in question.
(2) The cabinet shall document the determination to propose or deny redesignation as a result of a petition, and shall provide a copy of the decision to the petitioner and other interested parties.
Section 5. Surface Water Use Designations. (1) Listed in the tables below are the use designations for specific surface waters of the Commonwealth. The county column indicates the county in which the mouth or outlet of the surface water is located. The identifying symbols for use designations are:
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WAH |
Warm Water Aquatic Habitat |
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CAH |
Cold Water Aquatic Habitat |
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PCR |
Primary Contact Recreation |
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SCR |
Secondary Contact Recreation |
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DWS |
Domestic Water Supply, applicable at existing points of public water supply withdrawal |
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OSRW |
Outstanding State Resource Water |
(2) Surface waters not specifically listed in this section are designated for the use of warm water aquatic habitat, primary contact recreation, secondary contact recreation and domestic water supply in accordance with Section 1 of this administrative regulation.
(3) Exceptions to specific criteria in 401 KAR 5:031 that apply to particular surface waters are shown in the tables of surface water use designations in this section. All other criteria in 401 KAR 5:031 applicable to the listed use designations shall apply to these surface waters.
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SURFACE WATER USE DESIGNATIONS |
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Water Body
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Zone |
County |
Use Designation |
Exceptions To Specific Criteria |
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BIG SANDY RIVER BASIN |
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Big Sandy River |
River Mile 26.8 to Ohio River |
Boyd |
WAH, PCR, SCR |
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Hood Creek |
Source to Wheeler Branch |
Lawrence |
WAH, PCR, SCR |
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Levisa Fork of Big Sandy River |
Kentucky-Virginia State Line to River Mile 147.5 (Headwaters of Fishtrap Lake) |
Pike |
WAH, PCR, SCR, DWS |
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Levisa Fork of Big Sandy River |
River Mile 126.6 (Fishtrap Lake Dam) to Big Sandy River |
Lawrence |
WAH, PCR, SCR, DWS |
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Paint Creek of Levisa Fork |
River Mile 8.3 (Paintsville Lake Dam) to Levisa Fork |
Johnson |
CAH, PCR, SCR |
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Russell Fork of Big Sandy River |
Kentucky-Virginia State Line (River Mile 15.9) to Levisa Fork |
Pike |
WAH, PCR, SCR, DWS |
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Tug Fork of Big Sandy River |
Kentucky-Virginia State Line (River Mile 94.0) to Big Sandy River |
Lawrence |
WAH, PCR, SCR, DWS |
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LAKES AND RESERVOIRS |
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Dewey |
Entire reservoir |
Floyd |
WAH, PCR, SCR, DWS |
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Fishtrap |
Entire reservoir |
Pike |
WAH, PCR, SCR, DWS |
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Paintsville |
Entire reservoir |
Johnson |
WAH, CAH, PCR, SCR |
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LITTLE SANDY RIVER BASIN |
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Big Caney Creek |
Source to Grayson Lake |
Elliott |
CAH, PCR, SCR |
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Big Sinking Creek |
River Mile 6.0 to Little Sandy River |
Carter |
WAH, PCR, SCR |
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Laurel Creek |
Source to Little Sandy River |
Elliott |
CAH, PCR, SCR |
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Little Sandy River |
Source to River Mile 71.1 (Headwaters of Grayson Lake) |
Elliott |
WAH, PCR, SCR, DWS |
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Little Sandy River |
River Mile 50.0 (Grayson Lake Dam) to Ohio River |
Greenup |
WAH, PCR, SCR, DWS |
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LAKES AND RESERVOIRS |
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Grayson |
Entire Reservoir |
Carter |
WAH, PCR, SCR |
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Greenbo |
Entire Reservoir |
Greenup |
WAH, CAH, PCR, SCR, DWS |
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TYGARTS CREEK BASIN |
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Buffalo Creek |
Source to Tygarts Creek |
Carter |
WAH, PCR, SCR |
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Little White Oak Creek |
Source to Tygarts Creek |
Greenup |
WAH, PCR, SCR |
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Tygarts Creek |
Source to Ohio River |
Greenup |
WAH, PCR, SCR, DWS |
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White Oak Creek |
Source to Tygarts Creek |
Greenup |
WAH, PCR, SCR |
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LICKING RIVER BASIN |
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Burning Fork |
Basin |
Magoffin |
WAH, PCR, SCR |
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Craney Creek |
Source to North Fork of Licking River |
Rowan/ Morgan |
CAH, PCR, SCR |
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Fleming Creek |
Source to Licking River |
Nicholas |
WAH, PCR, SCR |
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Licking River |
Source to River Mile 218.2 (Headwaters of Cave Run Lake) |
Morgan |
WAH, PCR, SCR, DWS |
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Licking River |
River Mile 176.8 (Cave Run Lake Dam) to River Mile 169.6 (U.S. Highway 60 Bridge) |
Bath/Rowan |
CAH, PCR, SCR, DWS |
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Licking River |
River Mile 169.6 to River Mile 165.0 |
Bath/Rowan |
WAH, PCR, SCR, DWS
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Licking River |
River Mile 165.0 to River Mile 154.5 |
Bath/Rowan |
WAH, PCR, SCR, OSRW |
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Licking River |
River Mile 154.5 to River Mile 115.0 |
Nicholas/ Bourbon |
WAH, PCR, SCR, DWS |
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Licking River |
River Mile 115.0 to River Mile 18.9 |
Kenton/ Campbell |
WAH, PCR, SCR, DWS, OSRW |
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Licking River |
River Mile 18.9 to Ohio River |
Kenton/ Campbell |
WAH, PCR, SCR, DWS |
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Minor Creek |
River Mile 2.0 to Craney Creek |
Morgan/Rowan |
CAH, PCR, SCR |
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North Fork of Licking River |
Source to Licking River |
Pendleton/ Bracken |
WAH, PCR, SCR, DWS |
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Slabcamp Creek |
Basin including Stonecoal Branch |
Rowan |
CAH, PCR, SCR |
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Slate Creek |
Source to Licking River |
Bath |
WAH, PCR, SCR, DWS |
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South Fork of Licking River |
River Mile 65.1 to Licking River |
Pendleton |
WAH, PCR, SCR, DWS |
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LAKES AND RESERVOIRS |
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Cave Run |
Entire Reservoir |
Rowan/Bath |
WAH, PCR, SCR |
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KENTUCKY RIVER BASIN |
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Bailey Run |
Basin |
Anderson |
WAH, PCR, SCR |
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Buck Lick Branch |
Basin |
Lee |
WAH, PCR, SCR |
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Cedar Brook |
Basin |
Anderson |
WAH, PCR, SCR |
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Chimney Top Creek |
Basin |
Wolfe |
CAH, PCR, SCR |
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Clarks Run |
Source to Herrington Lake |
Boyle |
WAH, PCR, SCR |
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Dix River |
Source to River Mile 33.1 (Headwaters of Herrington Lake) |
Boyle/ Garrard |
WAH, PCR, SCR |
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Dix River |
Herrington Lake Dam to Kentucky River |
Garrard/ Mercer |
CAH, PCR, SCR |
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Dog Fork |
Basin |
Wolfe |
CAH, PCR, SCR |
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East Fork of Indian Creek |
Source to Indian Creek |
Menifee |
CAH, PCR, SCR |
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Gladie Creek |
Basin |
Menifee |
CAH, PCR, SCR |
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Hanging Fork Creek |
Source to Dix River |
Boyle/Lincoln |
WAH, PCR, SCR |
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Indian Creek |
River Mile 5.2 to River Mile 1.2 |
Menifee |
CAH, PCR, SCR |
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Kentucky River |
River Mile 254.8 to Ohio River |
Carroll |
WAH, PCR, SCR, DWS |
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Middle Fork of Kentucky River |
Source to River Mile 76.6 (Headwaters of Buckhorn Lake) |
Leslie |
WAH, PCR, SCR |
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Middle Fork of Kentucky River |
River Mile 43.2 (Buckhorn Lake Dam) to North Fork of Kentucky River |
Lee |
WAH, PCR, SCR |
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Middle Fork of Red River |
Source to River Mile 10.6 |
Powell |
CAH, PCR, SCR |
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North Fork of Kentucky River |
Source to Kentucky River |
Lee |
WAH, PCR, SCR, DWS |
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Parched Corn Creek |
Source to Red River |
Wolfe |
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